Showing 1 - 20 results of 108 for search 'Kirsch, Clifford E.', query time: 0.03s Refine Results
  1. 1
    Investment adviser regulation : a step-by-step guide to compliance and the law /
    by Kirsch, Clifford E
    Published 2011
    Continuing Resource
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  2. 2
    Investment adviser regulation : a step-by-step guide to compliance and the law /
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  3. 3
    Investment adviser regulation : a step-by-step guide to compliance and the law /
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  4. 4
    Fiduciary investment advice 2019 [ebook] /
    by Practising Law Institute
    Published 2019
    Other Authors: “…Kirsch, Clifford E.…”
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  5. 5
    Financial services regtech and regulatory compliance forum 2019 [ebook] /
    by Practising Law Institute
    Published 2019
    Other Authors: “…Kirsch, Clifford E.…”
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  6. 6
    Bank fiduciary activities and collective investment funds 2019 [ebook] /
    by Practising Law Institute
    Published 2019
    Other Authors: “…Kirsch, Clifford E.…”
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  7. 7
    Securities law and practice 2019 : how the SEC works [ebook] /
    by Practising Law Institute
    Published 2019
    Other Authors: “…Kirsch, Clifford E.…”
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  8. 8
    Fundamentals of broker-dealer regulation 2019 [ebook] /
    by Practising Law Institute
    Published 2019
    Other Authors: “…Kirsch, Clifford E.…”
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  9. 9
    Securities law and practice 2020 : how the SEC works [ebook] /
    Published 2020
    Other Authors: “…Kirsch, Clifford E.…”
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  10. 10
    Global asset management 2020 [ebook] /
    Published 2020
    Other Authors: “…Kirsch, Clifford E.…”
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  11. 11
    Bank fiduciary activities and collective investment funds 2020 [ebook] /
    Published 2020
    Other Authors: “…Kirsch, Clifford E.…”
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  12. 12
    Fundamentals of investment adviser regulation 2020 [ebook] /
    Published 2020
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  13. 13
    Financial services regtech and regulatory compliance forum 2020 [ebook] /
    Published 2020
    Other Authors: “…Kirsch, Clifford E.…”
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  14. 14
    Dually registered broker-dealers and advisers : regulatory, compliance and enforcement 2021 [ebook] /
    Published 2021
    Other Authors: “…Kirsch, Clifford E.…”
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  15. 15
    Securities law and practice 2021 : how the SEC works [ebook] /
    Published 2021
    Other Authors: “…Kirsch, Clifford E.…”
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  16. 16
    FinTech, RegTech, and the financial services industry [ebook] /
    Published 2021
    Other Authors: “…Kirsch, Clifford E.…”
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  17. 17
    Fundamentals of investment adviser regulation 2021 [ebook] /
    Published 2021
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  18. 18
    Fundamentals of broker-dealer regulation 2021 [ebook] /
    Published 2021
    Other Authors: “…Kirsch, Clifford E.…”
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  19. 19
    Financial product fundamentals : law, business, compliance [ebook] /
    by Practising Law Institute
    Published 2012
    Other Authors: “…Kirsch, Clifford E…”
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  20. 20
    Securities law and practice 2017 : how the SEC works [ebook] /
    by Practising Law Institute
    Published 2017
    Other Authors: “…Kirsch, Clifford E.…”
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