Understanding securities law /
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| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
New Providence, NJ :
LexisNexis,
2014
|
| Edition: | 6th ed |
| Series: | Understanding Series (New York, N.Y.)
|
| Subjects: | |
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|---|---|---|---|
| 001 | 869066607 | ||
| 003 | OCoLC | ||
| 005 | 20141230000000.0 | ||
| 008 | 140117s2014 nju b 001 0 eng | ||
| 010 | |a 2014002285 | ||
| 020 | |a 9781422482223 | ||
| 020 | |a 1422482227 | ||
| 035 | |a (SKY)258764883 | ||
| 040 | |a DLC |b eng |c DLC |e rda |d SKYRV | ||
| 042 | |a pcc | ||
| 043 | |a n-us--- | ||
| 049 | |a VLA | ||
| 050 | 0 | 0 | |a KF1440 |b .S74 2014 |
| 100 | 1 | |a Steinberg, Marc I., | |
| 245 | 1 | 0 | |a Understanding securities law / |c Marc I. Steinberg, Radford Professor of Law, School of Law, Southern Methodist University |
| 250 | |a 6th ed | ||
| 260 | |a New Providence, NJ : |b LexisNexis, |c 2014 | ||
| 300 | |a xxv, 520, 11, 3, 7 p. ; |c 25 cm | ||
| 490 | 0 | |a Understanding series | |
| 504 | |a Includes bibliographical references and index | ||
| 505 | 0 | |a Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement | |
| 610 | 1 | 0 | |a United States. |t Sarbanes-Oxley Act of 2002 |
| 610 | 1 | 0 | |a United States. |t Dodd-Frank Wall Street Reform and Consumer Protection Act |
| 650 | 0 | |a Securities |z United States | |
| 830 | 0 | |a Understanding Series (New York, N.Y.) | |
| 907 | |a .b2245607 | ||
| 998 | |a secnd | ||
| 999 | |c 108701 | ||
| 852 | |a Law Library |b Second Floor |h KF1440 .S74 2014 |p 33940004314009 | ||