Understanding securities law /
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| Main Author: | |
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| Format: | Book |
| Language: | English |
| Published: |
New Providence, NJ :
LexisNexis,
2014
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| Edition: | 6th ed |
| Series: | Understanding Series (New York, N.Y.)
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| Subjects: | |
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Table of Contents:
- Introduction
- Definition of a security
- Issuer exemptions from registration
- The registration process
- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts
- Resales and reorganizations
- Due diligence and Securities Act liability
- Section 10(b) and related issues
- Alternative remedies
- Secondary liability
- Issuer affirmative disclosure obligations
- Insider trading
- Broker-dealer regulation
- Corporate control acquisitions and contests
- SEC enforcement