Understanding securities law /
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| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
Durham, North Carolina :
Carolina Academic Press,
2018
|
| Edition: | Seventh edition |
| Series: | Understanding series (New York, N.Y.)
|
| Subjects: | |
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| LEADER | 00000cam a2200000 a 4500 | ||
|---|---|---|---|
| 001 | 1029063508 | ||
| 003 | OCoLC | ||
| 005 | 20180921123534.0 | ||
| 008 | 180309s2018 ncu b 001 0 eng | ||
| 010 | |a 2018010988 | ||
| 020 | |a 9781531001445 | ||
| 020 | |a 1531001440 | ||
| 040 | |a DLC |b eng |e rda |c DLC |d OCLCO |d OCLCQ |d OCLCF |d UPM |d EMI |d CLU |d VLA | ||
| 042 | |a pcc | ||
| 043 | |a n-us--- | ||
| 049 | |a VLAM | ||
| 050 | 0 | 0 | |a KF1440 |b .S74 2018 |
| 100 | 1 | |a Steinberg, Marc I., | |
| 245 | 1 | 0 | |a Understanding securities law / |c Marc I. Steinberg, Rupert and Lillian Radford Professor of Law, Dedman School of Law, Southern Methodist University |
| 250 | |a Seventh edition | ||
| 260 | |a Durham, North Carolina : |b Carolina Academic Press, |c 2018 | ||
| 300 | |a xxxi, 552 pages ; |c 26 cm | ||
| 490 | 1 | |a Carolina Academic Press understanding series | |
| 504 | |a Includes bibliographical references and index | ||
| 505 | 0 | |a Definition of a "security" -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley and Dodd-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement -- Glossary | |
| 610 | 1 | 0 | |a United States. |t Sarbanes-Oxley Act of 2002 |
| 610 | 1 | 0 | |a United States. |t Dodd-Frank Wall Street Reform and Consumer Protection Act |
| 650 | 0 | |a Securities |z United States | |
| 775 | 0 | 8 | |i Revision of: |a Steinberg, Marc I. |t Understanding securities law. |b Sixth Edition. |d New Providence, NJ : LexisNexis, [2014] |z 9781422482223 |w (DLC) 2014002285 |w (OCoLC)869066607 |
| 830 | 0 | |a Understanding series (New York, N.Y.) | |
| 907 | |a .b2344579 | ||
| 998 | |a study | ||
| 999 | |c 128414 | ||
| 852 | |a Law Library |b Study Aids First Floor |h KF1440 .S74 2018 |p 33940004466809 | ||