Variable annuities & variable life insurance regulation [ebook] /

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Bibliographic Details
Corporate Author: Practising Law Institute
Other Authors: Kirsch, Clifford E
Format: Online Continuing Resource
Published: New York, N.Y. : Practising Law Institute, [2012]-
Edition:Second edition
Online Access:
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Table of Contents:
  • An introduction to variable insurance products
  • Status of variable products under the Securities Act of 1933
  • Status of insurance companies and insurance company separate accounts under the Investment Company Act
  • Tax treatment of variable contracts
  • ERISA issues
  • Variable insurance product design
  • The funding vehicle
  • SEC registration
  • Issues related to product admnistration
  • Separate account compliance programs
  • Insurer exchange programs
  • SEC regulation of product distribution
  • State securities regulation of product distribution
  • NASD regulation of product distribution
  • Suitability
  • Replacement of insurance products
  • Advertising
  • Variable life insurance illustrations
  • Marketing on the Internet
  • SEC inspections
  • The NASD examination and disciplinary programs
  • State insurance department market conduct examinations
  • Private placement variable life insurance