Variable annuities & variable life insurance regulation [ebook] /
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| Corporate Author: | |
|---|---|
| Other Authors: | |
| Format: | Online |
| Language: | English |
| Published: |
New York, N.Y. :
Practising Law Institute,
[2012]-
|
| Edition: | Second edition |
| Subjects: | |
| Online Access: | http://ezp1.villanova.edu/login?url=https://PLUS.pli.edu/Browse/Title?fq=title_id:(38879) |
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Table of Contents:
- An introduction to variable insurance products
- Status of variable products under the Securities Act of 1933
- Status of insurance companies and insurance company separate accounts under the Investment Company Act
- Tax treatment of variable contracts
- ERISA issues
- Variable insurance product design
- The funding vehicle
- SEC registration
- Issues related to product admnistration
- Separate account compliance programs
- Insurer exchange programs
- SEC regulation of product distribution
- State securities regulation of product distribution
- NASD regulation of product distribution
- Suitability
- Replacement of insurance products
- Advertising
- Variable life insurance illustrations
- Marketing on the Internet
- SEC inspections
- The NASD examination and disciplinary programs
- State insurance department market conduct examinations
- Private placement variable life insurance