Securities : public & private offerings.
Examines how securities are sold in the United States. It focuses on the importance of the letter of intent, aftermarket considerations, and SEC registration exemptions. It also considers the potential liability underwriters and attorneys involved in the offering process may face. Other topics inclu...
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Main Author: | |
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Format: | Online |
Language: | English |
Published: |
[St. Paul, Minnesota] :
West Group,
[2001]-
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Subjects: | |
Online Access: | Coverage: most recent update |
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Summary: | Examines how securities are sold in the United States. It focuses on the importance of the letter of intent, aftermarket considerations, and SEC registration exemptions. It also considers the potential liability underwriters and attorneys involved in the offering process may face. Other topics include analysis of shareholder communications, executive compensation, SEC small-business initiatives, changes to Regulation A, suitability matters, and policy statements on market closings. |
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Item Description: | Database includes most recent edition only. Author: <2001- >, William M. Prifti. |
Publication Frequency: | Updated periodically |
Bibliography: | Includes bibliographical references. |