Securities : public & private offerings.
Examines how securities are sold in the United States. It focuses on the importance of the letter of intent, aftermarket considerations, and SEC registration exemptions. It also considers the potential liability underwriters and attorneys involved in the offering process may face. Other topics inclu...
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| Main Author: | |
|---|---|
| Format: | Online |
| Language: | English |
| Published: |
[St. Paul, Minnesota] :
West Group,
[2001]-
|
| Subjects: | |
| Online Access: | Coverage: most recent update |
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| 040 | |a NjRocCCS |b eng |e rda |c NjRocCCS | ||
| 043 | |a n-us--- | ||
| 099 | |a WESTLAW | ||
| 245 | 0 | 0 | |a Securities : |b public & private offerings. |
| 246 | 3 | |a Securities : |b public and private offerings | |
| 264 | 1 | |a [St. Paul, Minnesota] : |b West Group, |c [2001]- | |
| 264 | 2 | |a [St. Paul, Minnesota] : |b Thomson Reuters, |c [2010]- | |
| 310 | |a Updated periodically | ||
| 336 | |a text |2 rdacontent | ||
| 337 | |a computer |2 rdamedia | ||
| 338 | |a online resource |2 rdacarrier | ||
| 500 | |a Database includes most recent edition only. | ||
| 500 | |a Author: <2001- >, William M. Prifti. | ||
| 504 | |a Includes bibliographical references. | ||
| 520 | |a Examines how securities are sold in the United States. It focuses on the importance of the letter of intent, aftermarket considerations, and SEC registration exemptions. It also considers the potential liability underwriters and attorneys involved in the offering process may face. Other topics include analysis of shareholder communications, executive compensation, SEC small-business initiatives, changes to Regulation A, suitability matters, and policy statements on market closings. | ||
| 588 | |a Description based on electronic file, viewed July 6, 2018. | ||
| 650 | 0 | |a Securities |z United States. | |
| 650 | 0 | |a Privately placed securities |z United States. | |
| 655 | 0 | |a Electronic books. | |
| 700 | 1 | |a Prifti, William M., |e author. | |
| 730 | 0 | |a WESTLAW (Information retrieval system) | |
| 773 | 1 | |t West's securities law series | |
| 856 | 4 | 0 | |3 Coverage: most recent update |u https://www.westlaw.com/Browse/Home/SecondarySources/SecuritiesSecondarySources/SecuritiesTextsTreatises/WestsSecuritiesLawSeries/SecuritiesPublicPrivateOfferings?rs=tran3.0&vr=3.0&originationContext=vendcc |
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| 997 | |a ©2011 Cassidy Cataloguing Services, Inc. | ||
| 998 | |a inter | ||
| 999 | |c 137207 | ||
| 852 | |a Law Library |b online | ||