Table of Contents:
- What is a security?
- Overview of federal securities laws
- Corporate disclosure issues raising potential securities law concerns
- Elements of liability for securities fraud claims under Section 10(B) and Rule 10B-5
- Other common bases for securities law claims
- Insider trading
- Private securities law class actions
- Shareholder derivative actions
- SEC enforcement activities
- Duties of board of directors (and board committees)
- State securities and 'blue sky' laws
- Insurance and indemnification issues