Showing 1 - 20 results of 1,430 for search '"Securities United States"', query time: 0.05s Refine Results
  1. 1
    Derivatives clearinghouses opportunities and challenges : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... May 25, 2011.

    Derivatives clearinghouses opportunities and challenges : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban A... by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment

    Published: U.S. G.P.O., 2012
    Subjects: “…Derivative securities United States.…”
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  2. 2
    Examining current trends and changes in the fixed-income markets : joint hearing before the Subcommittee on Securities, Insurance, and Investment and the Subcommittee on Economic Policy of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourteenth Congress, second session, on examining the recent efforts by several regulators, including the Department of Treasury and the Federal Reserve, to understand the October 15, 2014, Treasury "flash rally," changes in the Treasury market structure, and liquidity concerns in the fixed-income markets, April 14, 2016.

    Examining current trends and changes in the fixed-income markets : joint hearing before the Subcommittee on Securities, Insurance, and Investment and the Subcommittee on Economic P... by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Economic Policy

    Subjects: “…Fixed-income securities United States.…”
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  3. 3
    Examining the role of municipal bond markets in advancing-and undermining- economic, racial, and social justice : virtual hearing before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session, April 28, 2021.

    Examining the role of municipal bond markets in advancing-and undermining- economic, racial, and social justice : virtual hearing before the Subcommittee on Oversight and Investiga... by United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations

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  4. 4
    Stronger Enforcement of Civil Penalties Act of 2019 : report together with minority views (to accompany H.R. 3641) (including cost estimate of the Congressional Budget Office).

    Stronger Enforcement of Civil Penalties Act of 2019 : report together with minority views (to accompany H.R. 3641) (including cost estimate of the Congressional Budget Office). by United States. Congress. House. Committee on Financial Services

    Subjects: “…Securities United States.…”
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  5. 5
    Over-the-counter margin regulations : hearing, Ninetieth Congress, second session. June 21, 1968.

    Over-the-counter margin regulations : hearing, Ninetieth Congress, second session. June 21, 1968. by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance

    Subjects: “…Securities United States.…”
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  6. 6
    Securities regulation in a nutshell /

    Securities regulation in a nutshell / by Hazen, Thomas Lee, 1947-

    Published: Thomson/West, 2006
    Subjects: “…Securities United States.…”
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  7. 7
    Securities regulation in a nutshell /

    Securities regulation in a nutshell / by Ratner, David L.

    Published: West Pub. Co., 1996
    Subjects: “…Securities United States.…”
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  8. 8
    Going public : SPACs, direct listings, public offerings, and the need for investor protections : virtual hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session, May 24, 2021.

    Going public : SPACs, direct listings, public offerings, and the need for investor protections : virtual hearing before the Subcommittee on Investor Protection, Entrepreneurship, a... by United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets

    Subjects: “…Securities United States.…”
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  9. 9
    Bond rating agencies : examining the "nationally recognized" statistical rating organizations : hybrid hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session, July 21, 2021.

    Bond rating agencies : examining the "nationally recognized" statistical rating organizations : hybrid hearing before the Subcommittee on Investor Protection, Entrepreneurship, and... by United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets

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  10. 10
    Clearing the next crisis : resilience, recovery, and resolution of derivative clearinghouses : hearing before the Committee on Agriculture, House of Representatives, One Hundred Fifteenth Congress, first session, June 27, 2017.

    Clearing the next crisis : resilience, recovery, and resolution of derivative clearinghouses : hearing before the Committee on Agriculture, House of Representatives, One Hundred Fi... by United States. Congress. House. Committee on Agriculture

    Subjects: “…Derivative securities United States.…”
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  11. 11
    Workforce Investment Disclosure Act of 2020 : report together with minority views (to accompany H.R. 5930) (including cost estimate of the Congressional Budget Office).

    Workforce Investment Disclosure Act of 2020 : report together with minority views (to accompany H.R. 5930) (including cost estimate of the Congressional Budget Office). by United States. Congress. House. Committee on Financial Services

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  12. 12
    Examining the IPO process : is it working for ordinary investors? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... June 20, 2012.

    Examining the IPO process : is it working for ordinary investors? : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, a... by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment

    Subjects: “…Going public (Securities) United States.…”
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  13. 13
    Examining the efficiency, stability, and integrity of the U.S. capital markets joint hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, and the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Eleventh Congress, second session ... December 8, 2010.

    Examining the efficiency, stability, and integrity of the U.S. capital markets joint hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Ba... by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment, United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations

    Published: U.S. G.P.O., 2011
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  14. 14
    Conflicts of interest, investor loss of confidence, and high speed trading in U.S. stock markets : hearing before the Permanent Subcommittee on Investigations of the Committee on Homeland Security and Governmental Affairs, United States Senate, One Hundred Thirteenth Congress, second session, June 17, 2014.

    Conflicts of interest, investor loss of confidence, and high speed trading in U.S. stock markets : hearing before the Permanent Subcommittee on Investigations of the Committee on H... by United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations

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  15. 15
    Taking stock of "China, Inc." : examining risks to investors and the U.S. posed by foreign issuers in U.S. markets : virtual hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventeenth Congress, first session, October 26, 2021.

    Taking stock of "China, Inc." : examining risks to investors and the U.S. posed by foreign issuers in U.S. markets : virtual hearing before the Subcommittee on Investor Protection,... by United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets

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  16. 16
    Wiley series 66 exam review 2013 the uniform combined state law examination /

    Wiley series 66 exam review 2013 the uniform combined state law examination / by Securities Institute of America, Inc, ProQuest Ebook Subscriptions, ProQuest (Firm)

    Published: Wiley, 2013
    Subjects: “…Securities United States Problems, exercises, etc.…”
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  17. 17
    Securities regulation and the New Deal,

    Securities regulation and the New Deal, by Parrish, Michael E.

    Published: Yale University Press, 1970
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  18. 18
    Examining corporate priorities : the impact of stock buybacks on workers, communities, and investors : hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets of the Committee on Financial Services, U.S. House of Representatives, One Hundred Sixteenth Congress, first session, October 17, 2019.

    Examining corporate priorities : the impact of stock buybacks on workers, communities, and investors : hearing before the Subcommittee on Investor Protection, Entrepreneurship, and... by United States. Congress. House. Committee on Financial Services. Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets

    Subjects: “…Securities United States.…”
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  19. 19
    Takeover bids : hearing before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninetieth Congress, second session on H.R. 14475, S. 510, bills providing for full disclosure of corporate equity ownership of securities under the Securities Exchange Act of 1934, July 1, 1968.

    Takeover bids : hearing before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninetieth Congress, second se... by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance

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  20. 20
    Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021 : report (to accompany H.R. 935) (including cost estimate of the Congressional Budget Office).

    Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2021 : report (to accompany H.R. 935) (including cost estimate of the Congressional Budget Office). by United States. Congress. House. Committee on Financial Services

    Subjects: “…Securities United States.…”
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