Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011

Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011

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Bibliographic Details
Corporate Author: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Format: Book
Language:English
Published: Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2012
Subjects:
United States. > Securities and Exchange Commission
Stockbrokers > Legal status, laws, etc. > United States
Investment advisors > Legal status, laws, etc. > United States
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Call Number: GovDocs Y 4.F 49/20:112-58
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